Back Door to War: The Roosevelt Foreign Policy 1933-1941
VII: Mussolini Looks upon Ethiopia with Acquisitive Eyes
WHILE JAPAN was moving ahead in Manchuria in a sustained drive to expand the limits of the Japanese Empire, Mussolini was scrutinizing most carefully the map of Africa in order to plan a drive that would give imperial frontiers to Italy. These Italian dreams of empire did not begin with Mussolini. They began in the latter decades of the nineteenth century and they could be realized only if some of the great powers supported Italian aspirations.
a. Britain Recognizes Italian Aspirations in Northeast Africa
Italian colonial aspirations found their first expression in the activities of the missionary Sapeto who landed at Massaua in 1838. After a careful examination of the territory near the straits that separate the Red Sea from the Gulf of Aden, he acquired for the Rubbatino Company of Italy a concession on the Bay of Assab (November 15, 1869). In March 1882 this commercial company agreed to sell its rights to the Italian Government, and when this contract was approved by Parliament on July 5, 1882, Italy formally adopted a policy of colonial expansion in Africa.1
After the British Government recognized (1882) Italian sovereignty over Assab, the Italian Foreign Office elevated its gaze to other African horizons and in February 1885 the port of Massaua was occupied. Using this port as a wedge for further penetration, the Italian sphere of influence grew rapidly in size until in May 1889, under the terms of the Treaty of Ucciali, a nominal protectorate over Abyssinia was established. The legal basis for this protectorate was Article 17 of the treaty, but the Amharic text of that document differed from the Italian version and did not specifically place Abyssinian foreign affairs under the control of Italy. Inasmuch as the Amharic text was the only one that was actually signed, the Emperor Menelik’s vigorous assertions of independence had a firm legal basis.2
The British Government supported Italian claims. On March 24 and April 15, 1891, an Anglo-Italian arrangement was concluded which recognized Italian control over a large portion of Northeast Africa.3 But the French Government was strongly opposed to the Italian advance in Abyssinia, so they prompted Menelik to protest against the Italian interpretation of the Treaty of Ucciali and to assert his claims to territory as far as Khartoum. This aggressive attitude led the British to conclude another agreement with Italy (May 5, 1894) which placed the Province of Harar under Italian control. This action was in direct defiance of the Anglo-French Treaty of 1888 which related to this same territory.4
b. Italy Deserts the Triple Alliance
British recognition of Italian aspirations to control large portions of Ethiopia was followed by French and Russian efforts to preserve the independence of that empire. Munitions of war from France began to pour into Ethiopia and Menelik was emboldened in February 1893 to denounce the Treaty of Ucciali. In 1894, Italian troops advanced into Tigre, and for a time were highly successful. But this aggression was merely a prologue to the crushing defeat at Aduwa (March 1, 1896). In the Treaty of Addis Ababa, Italy recognized the independence of Ethiopia. Nevertheless, Italian hopes for eventual control over that vast region were still nursed by ambitious statesmen in Rome. These hopes could be realized only if France and Britain regarded them with friendly eyes. In Paris, Delcassé made some diplomatic gestures that resulted in the secret Franco-Italian convention of December 1900. As far as France was concerned, Tripoli was earmarked as a future Italian colony.5 Two years later (November 1, 1902) this political flirtation assumed a more serious character when Italy promised to be neutral in the event that France was involved in a war she did not provoke.6
In the spring of 1906, during the sessions of the Algeciras Conference, this Franco-Italian entente paid good dividends to both France and Britain. They responded by concluding with Italy (December 13, 1906) a tripartite arrangement which apparently recognized the independence of Ethiopia. But behind a bold facade of diplomatic doubletalk, French and British statesmen gave a friendly nod towards the old Italo-British accord of 1891 with its implications of Italian control over Ethiopia. When Russia followed their example by concluding with Italy the Racconigi bargain of October 1909, the road to Tripoli was open.7 Strengthened by this series of diplomatic deals, Italy provoked war with Turkey in 1911, and in October of the following year she concluded this conflict by securing the cession of Libya.8
By balancing the Triple Entente against the Triple Alliance, Italy had been able to gain her diplomatic objectives. But her intervention in the World War failed to bring any rich spoils of victory. In 1919, at Versailles, Allied statesmen unwittingly prepared the way for the subsequent development of fascism in Italy. When Orlando and Sonnino temporarily left the Peace Conference in high dudgeon because of President Wilson’s appeal to the Italian people, “the British and French arranged to divide up Germany’s African colonies, leaving the Italians completely out in the cold. Italy later accepted these arrangements with the understanding that she would receive compensations elsewhere, but these were never satisfactorily forthcoming. Here we find one basis for Italy’s enduring bitterness over the final settlement, for the rape of Ethiopia in 1935, and for Mussolini’s ‘stab in the back’ of 1940.”9
c. Britain Moves to Conciliate Mussolini
In November 1919 the Italian Government made a strong effort to extract from Britain some territorial compensations in Africa that would help to sweeten the bitter draught forced upon Italy during the Paris Peace Conference. In the proposed arrangement Britain would receive a concession to construct a barrage on Lake Tana even though that body of water would be within the Italian sphere of influence in Ethiopia. Britain would also have the right to build a motor road from that lake to the Sudan. For her part of the bargain Italy would be given a right to build and operate a railway connecting Eritrea and Somaliland. This line would run to the west of Addis Ababa. Italy would also have the exclusive right to the economic exploitation of western Ethiopia.
The British Government rejected this Italian proposal because it was opposed to any sort of Italian control over the headwaters of the Nile.10 But in 1925 the British Foreign Office experienced a change of heart and notes were exchanged between Sir Ronald Graham, the British Ambassador in Rome, and Mussolini (December 14, 20, 1925) in which the Italian proposals of 1919 were accepted. This meant British support of an Italian railway from Eritrea across Ethiopia to Somaliland, and British recognition of Italy’s exclusive right to exploit the resources of western Ethiopia. Apparently, the British Government regarded the Anglo-Italian protocols of 1891 as still in force.11
The French Government immediately entered a protest against this Anglo-Italian accord. Britain and Italy then hurriedly addressed notes to the Secretary-General of the League of Nations which contained ample assurances of their innocent intentions towards Ethiopia. But it was obvious that the exchange “of Anglo-Italian notes of 1925 . . . remained in force also after the explanations furnished by the two Governments to Abyssinia, . . . and that the exclusive economic rights which Italy claimed in regard to Abyssinia before 1923 . . . were fully confirmed first by Great Britain and subsequently by France.”12
Encouraged by this British support, Mussolini went ahead and concluded with Ethiopia a pact of friendship (August 2, 1928) and an additional convention which provided for the construction of a motor road from the port of Assab to Dessie. But work on this road was halted when it reached the boundary of Ethiopia. The Italian Government soon discovered that the “1928 Treaty remained . . . an absolutely dead letter except for the clause regarding conciliation and arbitration. . . . The non-fulfillment by Abyssinia of her economic engagements towards Italy has been one of the strongest grievances of the Italian Government against Abyssinia.”13
d. Italy’s Alleged Need for Colonial Outlets
Italian interest in Ethiopia was based upon the alleged need for colonies that would serve first of all as outlets for the overcrowded conditions in the Italian peninsula. In 1913 more than 700,000 Italians had left their native land to seek homes abroad, and the average annual emigration approximated half a million. The remittances which these emigrants sent home had constituted an important item in the Italian balance of international payments. But this large emigration with its golden flood of remittances had been checked by restrictive legislation enacted by the United States and many other countries. With these ordinary outlets no longer available for her surplus population, Italy became vitally interested in acquiring colonies that would not only welcome immigrants but would also produce essential raw materials needed for home manufacture. Ethiopia, with its large population, could be developed into an important market for Italian goods.
e. The Walwal Incident Points in the Direction of War
One factor that constantly disturbed the delicate Ethiopian equation was the aggressive attitude shown at times by the tribesmen of Emperor Haile Selassie in their relations with Italian nationals along the frontiers of Eritrea and Somaliland. Even after her entry into the League of Nations in 1923, Ethiopia had “remained a bad neighbour for all the bordering countries and for Italy in particular. . . . That the Italian colonies had suffered from the incursions of Abyssinian bands cannot be doubted.”14 In the event that Italy were involved in a war in Europe, these restive bands could be a real menace to the Italian colonial empire. This danger was emphasized by Mussolini on May 14, 1935, when he stated that he did not wish Ethiopia to be a “pistol that would be eternally pointed against us, and which in the case of European trouble would render our position in East Africa untenable.”
From the viewpoint of Italian imperialists the case against Ethiopia was strong enough to justify war, and the profits that would accrue from such a conflict were carefully weighed. It would require only a spark to ignite the tinder that had been accumulating since 1896, and that tiny bit of fire was generated in the friction caused by the Walwal Incident in December 1934.
This incident had its origin in a dispute about the ownership of the wells at Walwal. It is worthy of note that the “Italians had for some years been in possession of Walwal which they had fortified without any protest from Ethiopia.”15 Although the Emperor claimed that Walwal was within the boundary of Ethiopia, it was evident that Italian forces had occupied that strategic spot for at least five years.16
Hostilities at Walwal could have led to an immediate outbreak of actual war, but there were several barriers along the road to conflict. As far as Italy was concerned these barriers were formidable: (1) the obligations imposed upon her by the League Covenant; (2) the obligations contained in the Pact of Paris; (3) the pledges freely given in the Three-Power Treaty of 1906; (4) the procedures outlined in the Italo-Ethiopian Arbitration Treaty of 1928. But Mussolini was not deeply concerned over these paper blockades. Since 1933 he had contemplated eventual war with Ethiopia and had been making preparations for it.17 For the time being, however, he would make a bow in the direction of a pacific settlement of the dispute. While he was making ready for conflict, he would find some plausible excuse for it.
The Emperor Haile Selassie was eager to upset Mussolini’s plans in this regard, so he promptly offered arbitration in accordance with the terms of the treaty of 1928. When the Italian Foreign Office rejected this offer and demanded immediate reparation, Ethiopia directed the attention of the League of Nations to the implications of the Walwal Incident (December 14). On December 16, Italy supplied the League with her version of the incident. Some three weeks later (January 3, 1935) Ethiopia made a formal appeal to the League and invoked the application of Article 11 of the Covenant.18 At the next meeting of the Council (January 11) some action would have to be taken on the Italo-Ethiopian dispute.
In order to anticipate League action, and in an effort to secure Italy’s support in eventual pressure upon Germany, Pierre Laval made a visit to Rome and arrived at an accord with Mussolini. In agreement with the terms of this treaty of January 7, 1935, Italy made some concessions with reference to Tunis. In return she received 2,500 shares in the Djibouti Railroad, a considerable strip of territory to add to Italian Libya, a similar increase of territory to be joined to Eritrea, and a final gift of the island of Dumeira in the Red Sea. For these favors Mussolini agreed to consult with France in the event of any threat to the status quo in Europe.
But the published terms of this agreement told only half the story. It is evident that a secret understanding was reached between Mussolini and Laval on January 7, 1935. When Mussolini was asked by Ward Price if he had been given a free hand in Ethiopia by his accord with Laval, he gave the ambiguous answer: “It is correct that all disputes between ourselves and France were settled by the agreement of 7 January.”19 The comments of General de Bono were not so Delphic: “The conversations with M. Laval led us to hope that, so far as France was concerned, no obstacles would be placed in our path in any eventual action we should take against Abyssinia.”20 The implications of the Franco-Italian treaty were abundantly clear: “In return for Italian cooperation in Europe, Laval was willing to sacrifice anything, even the League of Nations itself, as events proved. Mussolini understood this to be the case and was prepared to exploit all of its possibilities.”21
When the Council of the League of Nations met on January 11, Mussolini was ready with certain tactics of delay. He adopted a conciliatory tone with reference to difficulties with Ethiopia and appeared to be ready to proceed in accordance with the provisions of the Italo-Ethiopian Treaty of 1928. During the next two months there was a good deal of diplomatic sparring with no real action towards a settlement of the dispute. On March 17, Ethiopia submitted an appeal to the League of Nations requesting a full investigation of the situation under the terms of Article 15 of the Covenant. But the League was gravely disturbed about other matters. On March 16, Germany had abrogated the clauses of the Treaty of Versailles which limited her armed forces. This defiant step led to the conference at Stresa where Britain, France, and Italy sought some formula to preserve the peace of Europe. There was no time for any protracted discussion of the Italo-Ethiopian dispute. But as the weeks passed and no progress was made in connection with the arbitration of the Walwal Incident, the Council of the League was compelled to adopt two resolutions (May 25). One called upon the two powers in dispute to name the Conciliation Council of four arbitrators (according to the provisions of the treaty of 1928) and to arrive at some settlement by August 25. The other resolution provided for a meeting of the Council in the event that the arbitral proceedings failed to arrive at an acceptable result.22
As many statesmen had anticipated, the attempt to arbitrate the Walwal Incident ended in a dismal failure on July 9 when the counsel for Ethiopia referred to Walwal as situated within Ethiopian territory. As soon as this statement was made, the Italian representative left the meeting in evident anger and the dispute took on a more serious aspect. For several weeks the Italian Government had been rushing military supplies to Africa in preparation for eventual hostilities. An early outbreak of war was indicated by Mussolini in an address at Cagliari to the Black Shirts leaving for Africa (June 8): “We have old and new accounts to settle; we will settle them. We shall take no account of what may be said beyond our frontiers, because we ourselves, we alone and exclusively, are the judges of our interests and the guarantors of our future.”23
f. Secretary Stimson Enjoys Friendly Relations with Mussolini
The progress of the Italo-Ethiopian dispute was followed with great interest by President Roosevelt and Secretary Hull. In Rome the American attitude towards this African adventure was studied with equal interest, and it was soon evident that the Italian Government was extremely anxious to preserve the friendly relations that had been so carefully established by Secretary Stimson during the Hoover Administration. In July 1931, Stimson paid a visit to Rome for talks with Mussolini and Dino Grandi concerning disarmament. On July 3, Grandi, the Italian Minister for Foreign Affairs, made a statement to the Associated Press with reference to this visit: “I met Mr. Stimson in London during the Naval Conference and our relations were always most cordial. . . . There is no prearranged program of conversations. There will be a friendly exchange of ideas. Italy has never been very favorable to the idea that the world is divided into geographical sectors. . . . Europe cannot get along without America.”24
Stimson arrived in Rome on July 8, and on the following day he had a conference with Mussolini in the Venezia Palace. There was the predicted “friendly exchange of ideas.” When Stimson emphasized the importance of pushing a program of disarmament, Mussolini indicated his ardent agreement with this viewpoint and stated “emphatically that everybody knew where Italy stood: she was for disarmament and peace.”25
After a pleasant week end at Nettuno with Grandi, including a somewhat terrifying speedboat trip with Mussolini, Stimson returned to Rome for further conversations with Italian leaders. Grandi made it clear that Italy feared and opposed “French hegemony” in Europe. She stood for a “balance of power,” side by side “with Great Britain.”
Mussolini showed to Stimson and his wife “his attractive side” and they grew to like him “very much.”26 Grandi made an equally good impression upon them, and when Stimson was about to leave Rome, he issued a very friendly statement to the press (July 14): “We shall bear away with us a memory of the kindness expressed to us not only by the Italian Government but by her people everywhere which has convinced us of the essential sympathy which exists between the people of Italy and America. This common understanding augurs well for the future relations of the two countries.”27
In order to confirm these cordial relations, in November 1931, Dino Grandi decided to pay a brief visit to the United States. On the eve of his sailing for New York, the London Times published a penetrating survey of Italo-American relations. It pointed out that Grandi had made an “excellent personal impression” when he went to Washington after the close of the World War as a member of the Italian delegation which had been sent to settle the problem of war debts. In 1931 it was fortunate for Grandi that there were “no outstanding disputes between Italy and the United States.” Recent restrictions on Italian immigration into the United States might have caused some unfriendly feeling, but Mussolini had prevented this by indicating his opposition to the old system whereby Italy was losing each year a large part of her population. In order to keep Italians home he had launched new projects “for more intensive and scientific farming and land reclamation plans.” On the whole, therefore, there was quite a “satisfactory background for that political co-operation which Signor Mussolini, especially since last January 1, is anxious to promote between the two countries.”28
Dino Grandi informed American press correspondents that he was going to the United States as an “Ambassador of my country, but also as an Italian to interpret to the great American people the sentiments of deep and unchanging friendship of all Italians.”29 He landed in New York on November 16 and was met by Under Secretary of State William R. Castle. On the train ride to Washington, Grandi expressed his viewpoints freely to Castle. With regard to France he remarked that her statesmen wished “absolute security” but that was a goal most difficult to attain. Disarmament was a question with so many complexities that he felt it wise to visit Washington to discover how far the American Government wanted “to go at the [next Geneva] Conference.” Italy would go “as far” as America in that regard.
Castle informed Grandi that Secretary Stimson felt that “there is little hope of any success [in disarmament] unless first the political questions of Europe can be settled, beginning with the Polish Corridor.” Grandi agreed with this viewpoint but feared that they could not be settled “now without war.” Italy took a revisionist attitude towards the peace treaties of 1919, but any important revisions would have to be postponed for some years. He had informed Chancellor Brüning of this fact and had suggested that he enter into a formal engagement with France to that effect, but Brüning said that any such arrangement would mean his speedy fall from office. He (Brüning) would make an effort, however, to stop “the talk about these hoped-for revisions.”
Grandi was inclined to “agree with the French that perhaps it might be just as well to have the Nazis in for a time as they would not dare . . . seriously to change the German foreign policy, and if the rest of Germany saw that even they would have to appeal for outside help, the people might settle down and try to make the best of things.”30
Grandi had a three-hour conference with President Hoover soon after he reached Washington, and they discussed many details concerning reparations and disarmament. The cordial spirit in which these conversations were conducted made a great impression in Italy. Virginio Gayda was certain that this friendly atmosphere was “another proof that Italian and American foreign policy happily coincide on the general matters now at issue.” Much satisfaction was felt at the “unlimited scope of the Washington conversations, and the Secretary’s phrase, ‘the sky is the limit,’ is echoed through the Italian press.”31
When Grandi sailed for Italy on November 27 he could find “no words to express” the “deep impressions and dear remembrances” he took back with him.32 A brief Italo-American understanding had been established, and during the sessions of the Disarmament Conference in Geneva during the spring of 1932, Grandi played his role according to schedule. But France blocked the agreement so desperately needed and thus prepared the way for the fall of the Brüning Ministry and the eventual elevation of Hitler to the office of Chancellor.33
The failure of the Disarmament Conference to settle the pressing problems before it was deeply discouraging to Secretary Stimson, but he had no fault to find with the attitude of Italy. During the last days of Stimson’s term of office as Secretary of State, Signor Augusto Rosso, the Italian Ambassador, went to the Department of State to convey farewell greetings. After the usual salutations, Stimson “thanked the Ambassador and said that, in the case of Italy” his satisfaction at the good relations between the two countries was “accompanied by the personal pleasure he had received in his personal contacts not only with Signor Mussolini but with those gentlemen who represented him.”34 Apparently, Stimson never felt any delicacy in meeting and conversing with the Italian dictator, and when he left office on March 4, 1933, American relations with Italy were of a most cordial character. Under the Roosevelt Administration they soon underwent a complete change.
g. General Johnson Creates Tension in Italian-American Relations
The Italo-American accord erected by Secretary Stimson quickly dissolved under the warmth of Secretary Hull’s idealistic fervor. The first hint of difficulty came when the irrepressible General Hugh S. Johnson delivered a typical speech before the National Association of Manufacturers (December 7, 1933). During the course of his colorful remarks, Johnson told with great zest of an Italian official who approached Alexander Legge (who had charge of Allied purchasing during the World War) with the usual request in mind. Before he could express it, Legge burst out with vehemence: “Good morning, Sunny Italy! When are those wops of yours going to stop running and start fighting?” The official was nonplussed for a moment and then excitedly murmured: “You wait—zey play treek.”
The Italian Ambassador regarded this story as a serious reflection upon the record of Italy during the World War and he asked the Acting Secretary of State for an explanation.35 All that Mr. Phillips could do was to send a lame reply that General Johnson “may not have been accurately quoted.” In any event, Mr. Phillips was certain that the ebullient General had not intended to offend the Italian Government or “the Italian people.”36
These ill-considered remarks of General Johnson had little effect upon the course of Italo-American relations, but the incident reflected a definite change in the climate of opinion in Washington after the inauguration of President Roosevelt. During the Administration of President Hoover there had been no important officials prone to shoot from the lip. After March 4, 1933, something new and crude had been added to the picture in Washington.
h. Beginnings of the Rome-Berlin Axis
In Rome, in the early years of the Roosevelt reign, there were some innovations in the diplomatic picture that matched the changes in Washington. On June 14-15, 1934, there was an important conference between Hitler and Mussolini at Venice. Many observers believed that these conversations had a definite connection with the bloody purge of the Nazi Party two weeks later. The American Ambassador was inclined to the view that “Mussolini had no doubt advised Hitler that it would be necessary to take drastic steps to maintain his authority.”37 It is quite probable that the Duce did advise the adoption of stern measures to enforce party discipline, but it is not likely that he counseled the bloody procedure followed by Hitler. Liquidation can be effected without adverse publicity and without the sanguinary excesses committed by the Nazi leaders.
While some statesmen indulged in speculation about the degree of responsibility which rested upon Mussolini’s shoulders for the Nazi purge of June 30, every official in Europe realized that the meeting of June 14-15 signalized the beginnings of an accord that carried a grave threat to the peace of the Continent. In the United States there were many misgivings concerning this new relationship, and they helped to undermine the Italo-American understanding so painstakingly erected by Stimson. American dislike of Hitler had been rapidly increasing since he assumed the office of Chancellor, and it reached a high point after the party purge. Any friendly gestures of Mussolini in the direction of the German dictator would be certain to arouse deep dissatisfaction in many American circles. It would not be long before Mussolini and Hitler were regarded as two peas in the same black pod. The Italo-Ethiopian dispute prepared the way for this change in American opinion.
i. Anthony Eden Whispers a Few Confidences to Hugh Wilson
On May 25 the Council of the League of Nations had adopted two resolutions which it had hoped would provide a formula for the settlement of the Italo-Ethiopian dispute. But Anthony Eden had serious doubts about arriving at an early solution of this problem. During the course of a dinner he had with Ambassador Hugh Wilson at Geneva, he and Lord Cranborne (Eden’s Parliamentary assistant) became quite voluble. Eden was in a difficult position. British public opinion was in favor of a stern attitude towards Italy, but Eden was fearful that vigorous action might endanger the stability of the Stresa accord. Moreover, Eden had to deal with Pierre Laval who could not “understand Eden’s insistence in the Abyssinian matter and seemed willing to adopt a formula face-saving for the League and leaving Italy a free hand.”
Eden was particularly disappointed in the attitude of Beneš. He had discovered that the Czechoslovakian statesman was “concerned only with the Austrian question, was unwilling to bring pressure upon Italy or to do anything which would run the slightest risk of upsetting the Continental alignment.”
Eden’s attitude towards Hitler and Germany was significant. While he was imbued with a “profound skepticism” of the program outlined in Hitler’s recent speech, he was determined to go ahead and “explore fully” the possibilities for peace. He was anxious to have Germany reenter the League, and in his conversation with Hitler he had given assurances that “the British were willing to have the Treaty of Versailles separated from the Covenant if the German so desired.” This comment, said Mr. Wilson, was so radical that it should be kept “extremely confidential.”
From close observation of the scene in Geneva, Ambassador Wilson had come to the conclusion that Laval and Eden were an “excellent team.” He had the impression that Laval was “developing into the type of Foreign Minister that Briand was, with perhaps a greater sense of political realism and a more practical method of achieving and applying his policies. Both he and Eden are on the up-grade politically [and] they have a decided esteem for each other.”38
j. The Walwal Arbitration Encounters a Delay
In Geneva it was evident to Prentiss B. Gilbert that the arbitration of the Walwal Incident would encounter a lengthy delay. The Ethiopian Government had named its representatives on the arbitral board, but these selections had not impressed Mr. Gilbert very favorably. M. de la Pradelle did not enjoy “the best of reputations,” while Pitman Potter had little ability to handle “matters having to do with actual foreign affairs in the practical realm.” To Gilbert he appeared as the “sort of man who believes in Santa Claus.”39
This generous attitude should have appealed to the Italian Government but it was soon obvious that the Walwal Incident was given scant consideration by Mussolini. He had larger objectives in mind. These were partially disclosed during a conversation between Ambassador Long and Signor Suvich, the Italian Under Secretary of State for Foreign Affairs. The Italian diplomat freely confided his hope that the “League of Nations, through its powers of arbitration, should see fit to offer Italy a mandate for Abyssinia. This would be the best thing for Abyssinia which was an undeveloped and lawless country. . . . Italy could not afford to withdraw her soldiers from there; as a matter of fact it was necessary to send more soldiers to protect Italian colonists” from the raids of armed Ethiopians.40
These raids from Ethiopia into adjacent Italian colonial territory were the subject of some trenchant editorials by Virginio Gayda in the Giornale dItalia, June 18-20. The Italian public was informed that they could not be permitted to continue indefinitely. Apparently, war or a mandate over Ethiopia were the only alternatives.41
k. Mussolini Rejects a Proposal of Anthony Eden
Anthony Eden did not agree with Virginio Gayda that war or an Italian mandate over Ethiopia were the only alternatives in the Italo-Ethiopian dispute. A mandate over Ethiopia would offer entirely too much incentive to Mussolini to push his far-reaching plans for colonial expansion. Perhaps the Duce would be satisfied with merely a big bite out of the Ethiopian apple. With this idea in mind, Eden had a momentous interview with the Italian dictator in Rome. Under the terms of his proposal, Britain would offer Ethiopia an outlet to the sea at Zeila, in British Somaliland, together with a narrow strip of land that would connect that port with Ethiopian territory. Ethiopia would then cede to Italy a part of the Ogaden and would also grant certain economic concessions to Italian nationals.
Mussolini immediately rejected the proposals of Eden. In any settlement of the dispute with Ethiopia he would insist upon the annexation of all “those parts of Abyssinia which did nqt form part of Abyssinia proper.” In addition he wished to “control Abyssinia.” If he had to go to war to attain his objectives he would endeavor “to wipe the name of Abyssinia from the map.”42
The reaction of Eden to these frank statements is not clearly revealed. In Rome, Italian officials attempted to establish the fiction that Eden’s visit had been in the nature of a “conciliatory ‘pat on the back’ intended to assuage any ill-feeling that might have been caused by England’s independent negotiations of naval agreements with Germany. . . . The Mussolini-Eden exchange of views is generally believed to have proved satisfactory on both sides.”43
The American chargé at Geneva hurriedly telegraphed that he had learned from authoritative sources that Mussolini had decided to “establish a protectorate over Abyssinia,” and Eden had been informed of that indention. He had also heard a Russian official remark that “while his Government had originally felt Mussolini was ‘playing poker’ they had now changed their ideas and believed he meant business.’ ”44
The Italian press had criticized Eden’s proposals as inadequate, while French press opinion was hostile because Zeila would be in competition with the port of Djibouti and this would violate the tripartite treaty of 1906. In Rome, Virginio Gayda complained that Eden’s concessions “neither corresponded to the avowed purposes of the British Government nor answered Italy’s requirements for security and economic expansion.”45
Kirk, the American chargé in Rome, discussed the situation with Chambrun, the French Ambassador, who confided that before “leaving for his recent trip to Paris he had been authorized by Mussolini to state to the French Government that he [the Duce] was definitely in favor of a peaceful solution of the conflict with Abyssinia if Italy’s prestige and interests could be safeguarded.” It was Chambrun’s belief that some “gesture was essential to vindicate the honor and prestige of Italy and this could be effected by the cession of Adowa which would enable Mussolini to advertise the triumph of his regime over the defeat of the previous government.”46
l. The Emperor of Ethiopia Seeks American Intervention
While the principal European powers were anxiously seeking some solution of the Italo-Ethiopian dispute, Emperor Haile Selassie handed to the American chargé at Addis Ababa a note which requested the American Government to invoke the Pact of Paris as a means of arresting the Italian advance into Ethiopia. Secretary Hull answered this request in a note that was cool and cautious: “My Government hopes that the . . . arbitral agency dealing with this controversy may be able to arrive at a decision satisfactory to both of the Governments immediately concerned. . . . My Government would be loath to believe that either of the Powers [Italy and Ethiopia] would resort to other than pacific means as a method of dealing with this controversy.”47
This instruction was given to the press on July 6 and it gave birth to many rumors concerning American policy in Ethiopia. Secretary Hull was making his viewpoint very clear to the major powers in Europe but he was not doing it in the spectacular manner of Secretary Stimson, Some students of international law thought he was being too cautious in his handling of the matter. Professor Quincy Wright hurriedly wrote to Hull and expressed the opinion that “a failure on our part to do anything would be such a severe blow to the cause of peace and respect for the Pact of Paris that I hope you will find it possible to accept an invitation to consult, if offered, by the League of Nations.”48
Under pressure of enthusiasts like Professor Wright, Secretary Hull requested the Italian Ambassador to call at the Department of State. When Signor Rosso arrived he was informed that the American Government was “deeply interested in the preservation of peace in all parts of the world.” For this reason Mr. Hull felt “impelled to impress upon the Italian Ambassador our increasing concern over the situation arising out of Italy’s dispute with Ethiopia and our earnest hope that a means may be found to arrive at a peaceful . . . solution of the problem.”49 On the following afternoon both the British and French ambassadors paid formal visits to the Department of State and received statements similar to the one given to Ambassador Rosso. Mr. Phillips, during a long conversation with the British Ambassador, drew attention to an article in the Boston Evening Transcript which stated that “it is nearly the unanimous conclusion of London opinion that the Briand-Kellogg Pact is dead owing to the brusque refusal of the American Government to invoke that pact.” It was important, Mr. Phillips emphasized, for the British Government to realize that “this impression is entirely contrary to the sense of our note to the Emperor.”50
In order to make the viewpoint of the Department of State entirely clear in this regard, Secretary Hull issued on July 12 a statement to the effect that “the Pact of Paris is no less binding now than when it was entered into by the 63 nations that are parties to it. . . .The United States and the other nations are interested in the maintenance of the Pact and the sanctity of international commitments assumed thereby.”51
Newton D. Baker, former Secretary of War, was delighted with this press statement of July 12. He had long been of the opinion that it would be “highly desirable to have our country notify the League of Nations that the United States would co-operate with it in any measures it found desirable to take, short of war, to enforce its covenants among its own members.” It was apparent to him that caution would never save the day for world peace. He was persuaded that “if the world is to be saved, it must be by daring.”52
m. Italy Is Anxious to Assume the White Man’s Burden in Africa
It was soon apparent to Secretary Hull that a policy of “daring” might involve the United States in war. Mussolini was determined to enjoy his adventure in Africa no matter how high the cost might run. From London the word came that there was little hope of preserving the peace of Europe. Of course Britain would continue her “efforts to prevent war,” but there was small chance that these would be successful.53 In Paris, Straus saw Laval who gave assurances that he was “anxious to avoid war” between Italy and Ethiopia. This anxiety led him to propose a formula whereby Italy would be given a mandate over Ethiopia. Under its terms the Italian Government would receive not only territorial concessions and economic advantages but would also be given some form of “administrative control” over Ethiopia. If these concessions were not made at once, Mussolini would move towards war. When asked what effect these belligerent moves of Mussolini would have upon Europe, Laval bluntly replied: “That is Mussolini’s business—not mine.”54
From Rome indirect news came from Mr. H. V. Kaltenborn that Mussolini had informed him that there was still a possibility of peace, but this peace must be on his terms. He was really planning a “colonial enterprise on a large scale rather than a campaign of conquest.” This colonial enterprise might involve some “military operations” to satisfy Italy’s “prestige and enable her to weaken the power of the Negus,” but after these ends had been accomplished the “process of colonial enterprise will be gradually carried out.”55
The Japanese Government, apparently impressed with the beneficent aspects of Italian “colonial enterprise,” immediately announced an attitude of neutrality with reference to the situation in Ethiopia. The Italian press acclaimed this “unequivocal” declaration as a gesture of friendship towards Italy, and it was widely interpreted as an indication of a new political alignment.56
Further news from Rome came in the form of a series of answers that Mussolini gave to some questions that had been formulated by Mrs. William B. Meloney, of the New York Herald-Tribune. In his answers Mussolini stated that “good will on the Italian side has been met by Abyssinia with stubborn obstruction. The treacherous attack on Walwal. . . has been nothing but the latest proof of a spirit of persistent hostility which has lasted for half a century.” It was obvious that the frontiers of the Italian colonial empire would have to be defended. Italy, moreover, had now arrived at a clear realization of the “mission of civilization that she has to accomplish in Abyssinia, not only on her own behalf but also on that of the whole western world.”57
Some nations in the Western world were a little suspicious that Mussolini was unduly anxious to bear the White Man’s burden in Ethiopia. In order to meet their objections, the Duce gave an interview to one of the correspondents of the Echo de Paris (July 16) in which he crisply remarked that he “was seeking for Italy in Abyssinia what British and French colonizers had sought for their countries.” Then as a sop to French and British statesmen, he gave the assurance that he would “continue to consider Austrian independence as the dominating factor in his foreign policy.”58 Germany was not disturbed by this thrust at Nazi ambitions, and von Bülow, in Berlin, informed Dodd that he thought that pressure upon Italy “for the application of the Kellogg Pact might do harm.” Hitler’s Government was careful to take no step that would cause friction with Italy.59
n. President Roosevelt Urges Mussolini to Accept Arbitration
The League of Nations, like France and Germany, was distinctly cautious in its handling of the Italo-Ethiopian dispute. Although the council adopted a resolution which provided for a general examination of the Ethiopian situation at the meeting scheduled for September 4, it also adopted another resolution which sharply limited the scope of the Walwal arbitration. In order to give some strength to this action of the League, President Roosevelt made a public statement on August 1 in which he voiced the hope “of the people and the Government of the United States that an amicable solution will be found [for the settlement of the Italo-Ethiopian controversy] and that peace will be maintained.”60
Emperor Haile Selassie was delighted with this Presidential expression of a hope for peace, but diplomatic circles at Addis Ababa were of the opinion that the government of the United States had “adopted a very cautious attitude, calculated to avoid at all cost any action or positive intervention in the Italo-Ethiopian controversy.”61 This viewpoint nettled Secretary Hull who instructed our ambassadors in London and Paris to send “all information possible to enable our Government to determine whether any further action by it. . . as a signatory of the Pact of Paris would . . . have a beneficial rather than a disadvantageous effect.”62
When the American chargé at Paris responded with a statement that both the French and British governments were of the opinion that some positive action by the United States would be of real assistance in halting the aggressive plans of Mussolini, a conference was held at the White House. The President suggested an immediate message to Mussolini, so on August 18, Hull instructed Mr. Kirk, the American chargé at Rome, to convey to the Duce the earnest hope of the American Chief Executive that “the controversy between Italy and Ethiopia will be resolved without resort to armed conflict.”63
When Mr. Kirk delivered this message the following day, Mussolini assured him that he appreciated the “character of the message and its expression of friendliness,” but he had already mobilized one million men for conflict with Ethiopia which was now inevitable. Regardless of League action, Italy would proceed with her plans. If the opposition of other countries developed to the point of actual intervention, Italy would “take steps accordingly.”64
In the face of this Italian defiance, France and Britain worked feverishly to find some solution short of war. At Paris, during August 15-18, tripartite negotiations had been carried on with reference to the Ethiopian situation, and proposals had been made to Mussolini which reduced the sovereignty of Ethiopia to a shadow. But the Duce wanted the whole Abyssinian apple, core and all. After he had rejected the patchwork prepared by Eden and Laval, Ramsay MacDonald startled Europe by a statement that the situation was the “most serious we have had to face since 1914.”65
The verity of MacDonald’s statement was not questioned in most European circles, and it was obvious that Britain was the chief disturbing factor in the explosive international situation. The Italians were “unalterably convinced” that Britain was actuated “only by selfish interests,” and that her “professed anxiety for the League is pure hypocrisy.”66 Virginio Gayda, in the Giornale d’ltalia, ran a series of articles accusing Britain of bad faith with reference to the terms of the tripartite treaty of 1906,67 and the Italian press was filled with similar charges.
o. The White House Denounces Dollar Diplomacy
The situation was suddenly made more complicated when news came from Addis Ababa (August 31, 1935) that the Emperor had granted to a subsidiary of the Standard Oil Company (The African Exploration and Development Company) a concession for the exploitation of oil and mineral resources in a large part of his empire. This concession had been secured by a British subject, Francis Rickett, and there were many rumors that British capital would soon be invested in it. Although the officials of several companies of the Standard Oil group disclaimed all knowledge of this concession, the Emperor flatly stated that it had been granted to that company.68
The British Foreign Office promptly intervened and instructed its Minister at Addis Ababa to “inform the Emperor that His Majesty’s Government, for its part, advise him to withhold the concession.”69
From London, Mr. Atherton, the American chargé, reported that the Foreign Office considered Mr. Rickett an “unstable adventurer,” and it summed up the “reports of such a deal at such a moment as ‘truly deplorable.’ ”70 This view was confirmed by Mr. Marriner, at Paris, who reported to Secretary Hull that the “general feeling here in press and semi-official circles is that the reported Abyssinian oil and mineral concession, even though British official participation has been disavowed, will nevertheless weaken Britain’s position at Geneva, correspondingly strengthen the Italian thesis, and probably put sanctions out of the question.”71
Secretary Hull was just as concerned over the news of the Ethiopian concession to the Standard Oil Company as was Anthony Eden. On September 3, two of the officials of that company visited the Department of State and had a long conversation with Wallace Murray, chief of the Division of Near Eastern Affairs. Mr. Murray frankly told them that the concession was a “matter of grave embarrassment” not only to the American Government but to other governments which “are making strenuous and sincere efforts for the preservation of world peace which is seriously threatened by the Italo-Ethiopian dispute.” After commenting upon the delicate position of the British Government in the pending difficulties, he emphasized the fact that “this Government, no less than the British Government, desires to divest itself of any suspicion of selfish interest when world peace is at stake.” After he had insisted to the Standard Oil officials that only “immediate and unconditional withdrawal from the concession would meet the needs of the situation,” they finally agreed to accept his advice. Secretary Hull added some words of wisdom about the ethical aspects of foreign policy, and the representatives of one of America’s largest corporations left the Department of State with a better understanding of the crosscurrents that affect the conduct of American foreign affairs. Their departure from Washington was speeded by some weighty words from the White House to the effect that “dollar diplomacy” was no “longer recognized by the American Government.”72
But this high-sounding declaration was somewhat bewildering to Emperor Haile Selassie who had started the diplomatic fireworks by hurriedly granting the concession. He had not responded to any pressure from wicked Wall Street. Indeed, he had pressed his favors upon American big business with the ardent hope that such action might add strength to American interest in Ethiopia. Secretary Hull had a difficult time explaining the advantages of righteousness over riches in the new code of diplomacy, but the Emperor finally saw the light and regarded with fresh hope the proceedings of the League. These hopes were doomed to early disappointment.73
- 1John H. Ferguson, American Diplomacy and the Boer War (Philadelphia, 1939), pp. 208-9.
- 2February 10, 1904.
- 3February 10, 1904.
- 4February 11, 1904.
- 5Tatsuji Takeuchi, War and Diplomacy in the Japanese Empire (New York, 1936), pp. 155-57.
- 6Edward H. Zabriskie, American-Russian Rivalry in the Far East 1895-1914 (Philadelphia, 1946), pp. 101-60.
- 7Ernest B. Price, The Russo-Japanese Treaties of 1907-1916 Concerning Manchuria and Mongolia (Baltimore, 1933), pp. 34-38.
- 8A. Whitney Griswold, The Far Eastern Policy of the United States (New York, 1938), pp. 129-34.
- 9Theodore Roosevelt to President William H. Taft, December 22, 1910. Knox MS, Library of Congress.
- 10John G. Reid, The Manchu Abdication and the Powers, 1908-1912 (Berkeley, 1935), chaps. 4-10.
- 11Charles Callan Tansill, Canadian-American Relations, 1875-1911 (New York, 1944), chaps. 1-4, 10-12.
- 12Merle E. Curti, “Bryan and World Peace,” Smith College Studies in History, XVI (Northampton, 1931).
- 13Charles Callan Tansill, America Goes to War (Boston, 1938), chaps. 2-6.
- 14Edwin Borchard and William P. Lage, Neutrality for the United States (New Haven, 1937), p. 183.
- 15Tansill, op. cit., pp. 459-60.
- 16Borchard and Lage, op. cit., p. 88. It is interesting to note that in the eventful days that just preceded America’s entry into the World War, President Wilson had so little regard for Secretary Lansing that he complained bitterly to Colonel House about his shortcomings: “I [House] was surprised to hear him [the President] say that Lansing was the most unsatisfactory Secretary in his Cabinet; . . . that he had no imagination, no constructive ability, and but little real ability of any kind. He was constantly afraid of him because he often undertook to launch policies himself which he, the President, had on several occasions rather brusquely reversed.” House Diary, March 28, 1917. House MS, Yale University Library.
- 17President Wilson did not have a clear idea of the actual meaning of the Fourteen Points. In his Diary, December 20, 1918, Secretary Lansing makes the following significant comments: “There are certain phrases in the President’s ‘Fourteen Points’ [Freedom of the Seas and Self-Determination] which I am sure will cause trouble in the future because their meaning and application have not been thought out. . . . These phrases will certainly come home to roost and cause much vexation. . . . He [the President] apparently never thought out in advance where they would lead or how they would be interpreted by others. In fact he does not seem to care just so his words sound well.” Lansing Papers, Library of Congress.
- 18Oscar Cargill, Intellectual America: Ideas on the March (New York, 1941), p. 504.
- 19The correspondence dealing with the pre-Armistice agreement is printed in full in Foreign Relations, 1918, Supplement, I, The World War, I (Washington, 1933), 337-38, 343, 357-58, 379-81, 382-83, 425, 468-69.
- 20Paul Birdsall, Versailles Twenty Years After (New York, 1941), pp. 35-36.
- 21David Lloyd George, Memoirs of the Peace Conference (New Haven, 1939), I, 306-9.
- 22Harold Nicolson, Peacemaking, 1919 (New York, 1939), p. 18.
- 23The Intimate Papers of Colonel House, ed. Charles Seymour (Cambridge, 1928), IV, 343.
- 24Philip M. Burnett, Reparation at the Paris Peace Conference (New York, 1940), I, 63-64.
- 25Ibid., p. 69.
- 26Ibid., pp. 832-33.
- 27Birdsall, op. cit., p. 258.
- 28Thomas A. Bailey, Woodrow Wilson and the Lost Peace (New York, 1944), p. 240.
- 29Thorstein Veblen, The Nature of Peace (New York, 1917), p. 261. Secretary Lansing did not share the viewpoint that the Germans had forfeited their colonies through maladministration. In his Diary, January 10, 1918, he remarked: “This purpose of the retention of conquered territory is prima facie based upon conquest and is not in accord with the spirit of a peace based upon justice. . . . it is necessary for peace that the adjustment should be equitable.” Lansing Papers. Library of Congress.
- 30Edwyn Bevan, The Method in the Madness (London, 1917), pp. 305-6.
- 31Arthur P. Scott, “George Louis Beer,” in the Marcus W. Jernegan Essays in American Historiography, ed. W. T. Hutchinson (Chicago, 1937), p. 315.
- 32Ibid., p. 319.
- 33George L. Beer, African Questions at the Paris Peace Conference, ed. L. H. Gray (New York, 1923), pp. 58-60.
- 34Bailey, op. cit., p. 163.
- 35Harry R. Rudin, Germany in the Cameroons, 1884-1914 (New Haven, 1938), pp. 11, 414, 419.
- 36Bailey, op. cit., p. 167.
- 37It is significant that most of Professor Lord’s colleagues on the Inquiry thought that his zeal for Poland was “excessive.” Birdsall, op. cit., p. 178. See also, Hunter Miller, My Diary at the Conference of Paris (privately printed, 1928), I, 289.
- 38Ray S. Baker, Woodrow Wilson and World Settlement (Garden City, 1922), III, 37-38.
- 39Miller, op. cit., IV, 224-26.
- 40Seymour, op. cit., IV, 334-35.
- 41Lloyd George, op. cit., II, 637-42.
- 42René Martel, The Eastern Frontiers of Germany (London, 1930), pp. 49-50.
- 43William H. Dawson, Germany Under the Treaty (London, 1933), pp. 149-52.
- 44Diaries, Letters and Papers (London, 1935-37), II, 503.
- 45Documents on International Affairs, 1934, ed. John W. Wheeler-Bennett and Stephen Heald (New York), p. 424.
- 46Miller, op. cit., IV, 224-28; VI, 49-52.
- 47E. Alexander Powell, Thunder Over Europe (New York, 1931), p. 62.
- 48Dawson, op. cit., pp. 102-9. See also, I. F. D. Morrow and L. M. Sieveking, The Peace Settlement in the German Polish Borderlands (London, 1936).
- 49Powell, op. cit., p. 66.
- 50Baker, op. cit., pp. 482-84. Apparently, Henry White did much to give President Wilson the correct view of the situation in Upper Silesia. See Allan Nevins, Henry White (New York, 1930), p. 423.
- 51In the learned account written by Georges Kaeckenbeeck, The International Experiment of Upper Silesia (London, 1942), p. 6, the vote is given as 707,605 for Germany; 479,359 for Poland.
- 52(London, 1930), pp. 79-88.
- 53Dawson, op. cit., pp. 206-9.
- 54Sir Robert Donald, The Polish Corridor and the Consequences (London, 1929), pp. 197-98. See also, Sarah Wambaugh, Plebiscites Since the World War (Washington, 1933); W. J. Rose, The Drama of Upper Silesia (Brattleboro, 1936); Colonel E. S. Hutchinson, Silesia Revisited—1929 (London, 1930).
- 55Seymour, op. cit., IV, 347, 349, 383.
- 56Articles 428-432 of the Treaty of Versailles, The Treaties of Peace, 1919-1923 (New York, 1924), I, 254-55.
- 57General Henry T. Allen to Secretary Hughes, December 22, 1921. 862T.01/346, MS, National Archives.
- 58Ambassador Wallace to Secretary Hughes, Paris, April 27, 1920. 862.00/921, MS, National Archives.
- 59Emil Sauer to Secretary Hughes, Cologne, February 16, 1923. 862.00/1215, MS, National Archives.
- 60Dawson, op. cit., p. 84.
- 61Nevins, op. cit., p. 372.
- 62G. E. R. Gedye, The Revolver Republic (London, 1930), pp. 29-31.
- 63Herbert Hoover, “Communism Erupts in Europe,” Collier’s, CXXVIII (September 8, 1951), pp. 26-27, 68-71.
- 64Alma Luckau, The German Delegation at the Paris Peace Conference (New York, 1941), p. 124.
- 65Ibid., pp. 98-100.
- 66George A. Gordon to Secretary Hull, Berlin, May 22, 1933. 862.00/2985-86, MS, Department of State.
- 67George A. Gordon to Secretary Hull, Berlin, June 17, 1933. 862.00/3010, MS, Department of State.
- 68George A. Gordon to Secretary Hull, Berlin, June 23, 1933. 862.00/3017, MS, Department of State.
- 69George A. Gordon to Secretary Hull, Berlin, July 10, 1933. 862.00/3028-29, MS, Department of State.
- 70George S. Messersmith to Secretary Hull, July 10, 1933. 862.00/3033, MS, Department of State.
- 71The Final Act of the Lausanne Conference, July 9, 1932 (London, 1932), Cmd. 4126.
- 72The countries represented at this conference in Berlin were France, Great Britain, the Netherlands, Sweden, Switzerland, and the United States.
- 73New York Times, June 3, 1933.